Member of Happy Alliance
Huixian joined Sino Suisse in February 2018 and is currently the Compliance Officer of Sino Suisse, being the most fundamental person in the oversight and management of regulatory compliance related matters pertaining to the firm. Huixian is vital in ensuring that the firm is compliant with internal and external regulatory framework and requirements while simultaneously keeping abreast with new regulatory developments. Huixian is also responsible in developing compliance monitoring processes and on-boarding functions and administering them while ensuring adherence to AML/CFT/CDD standards. Prior to her role as Compliance Officer, Huixian was a Client Advisor Assistant with key responsibilities including provision of support to the Client Advisor in Client Relationship Management (CRM) and Chief Investment Officer (CIO) in ensuring best in class services are rendered to clients.
Huixian has 8 solid years of experience in the Private Banking industry with top tier banks including JP Morgan and UBS. She began her career in 2012 with Barclays Capital Services Limited before moving to JP Morgan in 2013 as Client Service Specialist with coverage across Singapore, Indonesia, and Malaysia. Huixian was crucial in client relationship management, managing accounts with total net worth exceeding US$700 million, furnishing clients with comprehensive range of services such as loans and deposits rollover, securities settlement, cash flow management, inquires, corporate actions, investigation handling and account monitoring.
Huixian then joined UBS as Client Advisor Assistant, further sharpening her prior experiences in CRM, taking charge of ultra-high-net-worth (UNHW) clients within the Greater China space. She managed accounts with investable assets exceeding US$1.5 billion.
She holds a BA in Business Management from Singapore Management University (SMU) majoring in Quantitative Finance and Finance.